S 969
112th CONGRESS
1st Session
S. 969
To award planning grants and implementation grants to State
educational agencies to enable the State educational agencies to complete
comprehensive planning to carry out activities designed to integrate
engineering education into K-12 instruction and curriculum and to provide
evaluation grants to measure efficacy of K-12 engineering education.
IN THE SENATE OF THE UNITED STATES
May 12, 2011
Mrs. GILLIBRAND (for herself, Ms. SNOWE, Mr. BROWN of Ohio, Ms. STABENOW,
and Mr. BEGICH) introduced the following bill; which was read twice
and referred to the Committee on Health, Education, Labor, and Pensions
A BILL
To award planning grants and implementation grants to State
educational agencies to enable the State educational agencies to complete
comprehensive planning to carry out activities designed to integrate
engineering education into K-12 instruction and curriculum and to provide
evaluation grants to measure efficacy of K-12 engineering education.
Be it enacted by the Senate and House of Representatives of the
United States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the `Engineering Education for Innovation Act'
or the `E 2 for Innovation Act'.
SEC. 2. FINDINGS.
Congress finds the following:
(1) There is a national concern that the Nation's preeminence in science
and innovation is eroding. According to the National Science Board's
2010 Science and Engineering Indicators, only 5 percent of college
graduates in the United States major in engineering, compared with
12 percent of European students and 20 percent of those in Asia. The
report also notes that the performance of elementary and secondary
school students in the United States lags behind many nations on international
assessments of mathematics and science.
(2) While women earn 58 percent of all bachelor's degrees, they constitute
only 18.5 percent of bachelor's degrees awarded in engineering.
(3) African-Americans earn only 4.6 percent of bachelor's degrees
awarded in engineering and Hispanics earn only 7.2 percent.
(4) The introduction of engineering education has the potential to
improve student learning and achievement in science and mathematics,
increase awareness about what engineers do and of engineering as a
potential career, and boost students' technology and engineering literacy,
according to a new report, `Engineering in K-12 Education' from the
National Academy of Engineering (NAE) and the National Research Council
(NRC).
(5) The report described in paragraph (4) also identifies the following
3 core principles for K-12 engineering education:
(A) Emphasize engineering design process.
(B) Incorporate important and developmentally appropriate mathematics,
science, and technology knowledge and skills.
(C) Promote engineering habits of mind including systems thinking,
creativity, collaboration, communication, and attention to ethical
considerations.
(6) While exposure to formal engineering education has increased dramatically
over the past 15 years, reaching several million K-12 students, most
students in the United States have never experienced an engineering
course or lesson.
(7) There is also a lack of diversity in these existing K-12 engineering
education opportunities. The number of girls and underrepresented
minorities participating in K-12 engineering education does not correspond
to their proportion of the general population.
(8) The President's Council of Advisors on Science and Technology
(PCAST) report Prepare and Inspire: K-12 Science, Technology, Engineering,
and Math (STEM) Education for America's Future recommends that the
Nation focus on preparing all students, including girls and minorities
underrepresented in STEM fields, in order to meet the national need
for a STEM-capable citizenry and a STEM-proficient workforce. The
report also notes that achieving the Nation's goals for K-12 STEM
education will require partnerships with State and local governments
and with the private and philanthropic sectors.
(9) Only a handful of States have integrated engineering into their
core academic K-12 standards.
(10) K-12 engineering education in the United States is supported
by a relatively small number of curricular and teacher professional
development programs.
(11) While science, technology, engineering, and mathematics education
is viewed as a national education policy, often the implementation
of policies and initiatives focuses exclusively on mathematics and
science and overlooks the engineering and technology education components.
(12) Schools, policy makers, and other stakeholders often narrowly
refer to the term `technologically literate' as the ability to use
educational technologies. Although educational technology is important,
it is far from the only type of technology we depend on in a modern
society. In 2006, the National Academy of Engineering and the National
Research Council's report, `Technically Speaking', outlined a broader
view of `technological literacy', one more consistent with how scientists,
engineers, and technologists see the world. In this view, technology
and engineering literacy includes--
(A) knowledge of technology, the engineering design process, and
impacts on society;
(B) critical thinking and decisionmaking weighing benefits, risks,
costs, and tradeoffs; and
(C) capability to use a variety of technologies, apply the design
process, fix simple technological problems, and obtain and understand
information about technological issues.
(13) The Standards for Technological Literacy, developed by the International
Technology and Engineering Education Association and passed by a formal
review by the National Academy of Engineering and the National Research
Council, closely align with the Academies' concept of technology and
engineering literacy in paragraph (11).
(14) To support an innovation economy and maintain our country's vitality
and security, we must expand students' understanding of technology
and engineering and widen the pipeline to careers in these fields
so that a diverse array of talented students can pursue them.
(15) The Federal Government has an interest in expanding K-12 engineering
and technology education. The National Assessment of Educational Progress
(NAEP) Science 2009 assessment included items testing student's technological
design skills. The National Assessment Governing Board (NAGB) will
administer a NAEP Technology and Engineering Literacy probe assessment
in 2014 that will assess student knowledge in engineering design and
systems, information and communication technology, and technology
and society.
(16) To further expand K-12 engineering education, this Act seeks
to support planning and implementing grants for educational agencies
to invest in programs and activities to integrate engineering education
into K-12 instruction and curriculum and to fund research on, and
evaluation of, such efforts.
SEC. 3. DEFINITIONS.
(1) ENGINEERING- The term `engineering' means a systematic and often
iterative approach to designing objects, processes, and systems to
meet human needs and wants.
(2) ESEA TERMS- Except as otherwise provided in this Act, any term
used in this Act that is defined in section 9101 of the Elementary
and Secondary Education Act of 1965 (20 U.S.C. 7801) shall have the
meaning given the term in such section.
(3) HIGH-NEED LOCAL EDUCATIONAL AGENCY- The term `high-need local
educational agency' means a local educational agency--
(A)(i) that serves not fewer than 10,000 children from families
with incomes below the poverty line; or
(ii) for which not less than 20 percent of the children served by
the agency are from families with incomes below the poverty line;
and
(B)(i) for which there is a high percentage of teachers not teaching
in the academic subjects or grade levels that the teachers were
trained to teach; or
(ii) for which there is a high percentage of teachers with emergency,
provisional, or temporary certification or licensing.
(4) HIGH-NEED SCHOOL- The term `high-need school' means a public K-12
school--
(A) for which not less than 20 percent of the children served by
the school are from families with incomes below the poverty line;
and
(B)(i) for which there is a high percentage of teachers not teaching
in the academic subjects or grade levels that the teachers were
trained to teach; or
(ii) for which there is a high percentage of teachers with emergency,
provisional, or temporary certification or licensing.
(5) INSTITUTION OF HIGHER EDUCATION- The term `institution of higher
education' has the meaning given such term in section 102 of the Higher
Education Act of 1965 (20 U.S.C. 1002).
(6) K-12- The term `K-12' means kindergarten through grade 12.
(7) STATE EDUCATIONAL AGENCY- The term `State educational agency'
includes the State educational agency in a State in which the State
educational agency is the sole educational agency for all public schools.
(8) TECHNOLOGY- The term `technology' means any modification of the
natural world done to fulfill human needs or desires.
(9) TECHNOLOGY AND ENGINEERING LITERACY- The term `technology and
engineering literacy' means the capacity to use, understand, and evaluate
technology and engineering as well as to understand technological
principles and strategies needed to develop solutions and achieve
goals.
SEC. 4. PLANNING GRANTS.
(1) IN GENERAL- The Secretary of Education, in consultation with the
Director of the National Science Foundation and other relevant heads
of Federal agencies, is authorized to award planning grants to State
educational agencies to enable such agencies to complete comprehensive
planning to carry out activities designed to integrate engineering
education into K-12 instruction and curriculum.
(2) GRANT PERIOD- A planning grant awarded under this section shall
be for a period of not more than 2 years.
(3) NONRENEWABILITY- The Secretary of Education shall not award a
State educational agency more than 1 planning grant under this section.
(4) RESERVATION FOR SMALL STATES-
(A) IN GENERAL- Except as provided in subparagraph (B), the Secretary
of Education shall reserve not less than 15 percent of the funds
appropriated to carry out this section for each fiscal year to award
grants under this section to States with populations of less than
2,600,000 on the date of enactment of this Act.
(B) WAIVER- The Secretary of Education may waive the 15 percent
requirement under subparagraph (A) after notifying Congress of such
intention.
(1) IN GENERAL- Each State educational agency desiring a planning
grant under this section shall submit an application to the Secretary
of Education at such time, in such manner, and accompanied by such
information as the Secretary of Education may require.
(2) APPLICATION CONTENTS- Each application described in paragraph
(1), at a minimum, shall--
(A) include a description of how the State educational agency proposes
to use the planning grant funds to develop a plan designed to integrate
engineering education into K-12 instruction and curriculum;
(B) describe the roles and responsibilities of the partners, described
in subsection (c), participating in the planning under this section;
(C) provide a budget for the use of the planning grant funds; and
(D) provide such additional assurances and information as the Secretary
of Education determines to be necessary.
(c) Partnership- A State educational agency receiving a planning grant
under this section shall complete comprehensive planning to carry out
activities designed to integrate engineering education into K-12 instruction
and curriculum in coordination with partners, including the following:
(1) The Governor of the State or the designee of the Governor.
(2) Not less than 1 faculty member from a school of engineering at
an institution of higher education located in the State.
(3) Not less than 1 faculty member from a school of education at an
institution of higher education located in the State.
(4) Not less than 1 public elementary school administrator employed
in the State.
(5) Not less than 1 public elementary school teacher employed in the
State.
(6) Not less than 1 public secondary school administrator employed
in the State.
(7) Not less than 1 public secondary school engineering or technology
teacher employed in the State.
(8) Not less than 1 representative of the science, technology, engineering,
and mathematics business community in the State.
(9) Not less than 1 representative from an informal science education
center, if available, a nonprofit organization with a demonstrated
history of developing innovative and effective engineering curriculum,
or an afterschool program provider.
(10) Not less than 1 representative from a professional engineering
society or an academy of science with a chapter or other presence
in the State.
(11) Any additional representatives identified by the State educational
agency who possess an expertise in developing high-quality K-12 engineering
education materials and resources.
(d) Required Activities- A State educational agency receiving a planning
grant under this section shall use the planning grant funds to carry
out each of the following activities:
(1) REVIEW- The State educational agency shall review resources and
programs across the State educational agency and its partners that
are relevant to the objectives of the grant, and coordinate any new
plans and resources under this section with such existing resources
and programs.
(2) PLAN- The State educational agency shall develop an implementation
plan to achieve the objective of integrating engineering education
into K-12 instruction and curriculum. The plan shall include a description
of how the State educational agency will carry out the following:
(A) Set intermediate and long-term measurable goals.
(B) Develop and implement a coherent plan for achieving the goals,
including the following core set of activities:
(i) An analysis of the State's existing K-12 content standards
and assessments to determine--
(I) the extent to which they address the integration of engineering
education into K-12 instruction and curriculum; and
(II) the extent to which they align with workforce and postsecondary
expectations.
(ii) An analysis of the State's existing K-12 engineering education
curricula, which shall include the development of a baseline analysis
of key indicators that measure--
(I) the number and diversity of students who are exposed to
this curricula, including populations underrepresented in engineering
fields, for example, girls and underrepresented minorities;
and
(II) the effectiveness of the curricula at improving student
learning, including--
(aa) increasing understanding of engineering;
(bb) increasing science, technology, engineering, and mathematics
career aspirations;
(cc) increasing technology and engineering literacy skills;
and
(dd) increasing student achievement in science, technology,
engineering, and mathematics subjects for all students.
(iii) An analysis of the State's K-12 engineering and technology
education teaching workforce, which shall include the development
of a baseline analysis of key indicators that measure--
(I) the number of K-12 teachers who received any certificates
or credentials in engineering or technology education, including
the number who received professional development in engineering
education;
(II) the number and types of pre-service, induction, and professional
development engineering and technology education programs; and
(III) the effectiveness of the identified preservice, induction,
and professional development engineering and technology education
programs as they relate to--
(aa) increasing understanding of engineering;
(bb) increasing science, technology, engineering, and mathematics
career aspirations;
(cc) increasing technology and engineering literacy skills;
and
(dd) increasing student achievement in science, technology,
engineering, and mathematics subjects.
(C) Create a plan for ongoing collection and analysis of data on
outcomes, including progress toward outcomes.
(e) Special Rule- In the event a State educational agency declines or
does not submit an application under this section, the Secretary of
Education shall provide for another entity or consortium, with the capacity
to carry out the activities under this section, in partnership with
the partners listed in subsection (c), in such State, to submit an application.
(f) Authorization of Appropriations- There are authorized to be appropriated
to carry out this section such sums as may be necessary for each of
fiscal years 2013 and 2014.
SEC. 5. IMPLEMENTATION GRANTS.
(1) IN GENERAL- The Secretary of Education, in consultation with the
Director of the National Science Foundation and other relevant heads
of Federal agencies, is authorized to award grants to State educational
agencies to pay the Federal share of the cost of implementing innovative,
integrative engineering education initiatives into K-12 instruction
and curriculum.
(2) PARTNERSHIP- A State educational agency receiving an implementation
grant under this section may partner with such entities (including
the entities listed in section 4(c)) that the State chooses in order
to carry out the activities described in this section.
(b) Minimum Amount- The Secretary of Education shall award a grant under
this section in an amount that is a comparably sufficient amount relative
to the amounts appropriated to carry out this section.
(c) Duration and Renewal-
(1) DURATION- The Secretary of Education shall award grants under
this section for not more than 2 years.
(2) RENEWAL- The Secretary of Education may renew a grant awarded
under this section subject to the progress of the State educational
agency in meeting the benchmarks described in subsection (i).
(1) IN GENERAL- In awarding grants under this section, the Secretary
of Education shall give priority to State educational agencies that
submit an application under subsection (e) that demonstrates--
(A) satisfaction of the required activities or comparable activities
under section 4(d), as determined by the Secretary;
(B) that a significant percentage of persons served by the grant
will be students from population underrepresented in engineering
fields; and
(C) that the State's partners under subsection (a)(2) agree to pay
a portion of the non-Federal share costs, provided in cash or in-kind,
of the programs and activities carried out under the grant.
(2) SMALL STATE GUARANTEE-
(A) IN GENERAL- In each fiscal year in which a grant is awarded
under this section, the Secretary of Education shall ensure that
not less than 1 grant be awarded to a State with a population of
less than 2,600,000 on the date of enactment of this Act.
(B) WAIVER- The Secretary of Education may waive the requirement
under subparagraph (A) after notifying Congress of such intention.
(e) Applications- A State educational agency that desires to receive
a grant under this section shall submit an application to the Secretary
of Education at such time, in such manner, and containing such information
as the Secretary of Education may require. Each such application shall
include a description of--
(1) how the State educational agency will integrate engineering education
into K-12 instruction and curriculum through programs and activities
described in subsections (f) and (g); and
(2) the benchmarks developed under subsection (i).
(f) Uses of Funds- A State educational agency that receives a grant
under this section shall use the grant funds to pay the Federal share
of carrying out the following programs and activities in collaboration
with the State's partners under subsection (a)(2):
(1) Implementing challenging academic content standards, achievement
standards, and curricula frameworks that include engineering.
(2) Developing new or obtaining effective curricula in engineering
education.
(3) Designing and implementing engineering education assessment items
and tools.
(4) Developing or improving elementary and secondary teacher preservice,
induction, and professional development engineering and technology
education programs, including those that lead to a certificate or
other credential in engineering or technology education.
(5) Recruiting qualified teachers to provide engineering education
for high-need local educational agencies and high-need schools.
(g) Other Allowable Uses of Funds- In addition to carrying out the programs
and activities described in subsection (f), a State educational agency
that receives a grant under this section may use the grant funds for
the following:
(1) Establishing distance learning modules for teachers or students
in engineering education.
(2) Creating online engineering education tools that are widely accessible.
(3) Investing in after-school engineering education programs.
(h) Technical Assistance- The Secretary of Education is authorized to
reserve not more than 1 percent of the amounts available to carry out
this section to provide technical assistance, directly or by grant or
contract with nonprofit organizations with demonstrated expertise in
designing, implementing, or evaluating relevant programs, in order to
help State educational agencies prepare for, qualify for, apply for,
and maintain a grant under this section.
(1) BENCHMARKS- Each State educational agency desiring a grant under
this section shall--
(A) develop quantifiable benchmarks for the activities supported
under the grant, which shall include increasing student achievement
in science, technology, engineering, and mathematics subjects, and
may include--
(i) increasing student knowledge and competency of grade-appropriate
engineering design skills;
(ii) increasing the number of students who are taught engineering
education;
(iii) increasing the number of educators who are prepared to teach
engineering education; and
(iv) increasing the number and diversity of students who plan
to enroll in postsecondary engineering courses and pursue an engineering
degree; and
(B) submit, as part of the application under subsection (e), the
benchmarks for approval to the Secretary of Education in order to
receive grant funds under this section.
(2) REPORTS- Each State educational agency receiving a grant under
this section shall--
(A) annually measure and report to the Secretary of Education the
progress of the State educational agency in achieving the benchmarks
developed under paragraph (1); and
(B) collect and report data of those served by the grant relating
to the student benchmarks, disaggregated by race, ethnicity, gender,
disability status, migrant status, English proficiency, and status
as economically disadvantaged, except that such disaggregation shall
not be required in a case in which the number of students in a category
is insufficient to yield statistically reliable information or the
results would reveal personally identifiable information about an
individual student.
(3) GUIDANCE- The Secretary of Education shall provide guidance regarding
acceptable data sources and methodologies for--
(A) establishing baselines and performance benchmarks; and
(B) measuring progress by State educational agencies receiving such
grants.
(j) Non-Federal Share; Supplement, Not Supplant-
(A) IN GENERAL- A State educational agency that receives a grant
under this section shall provide the non-Federal share of the costs
of the programs and activities described in subsections (f) and
(g) that are carried out under the grant. The amount of the non-Federal
share under this section for a fiscal year shall be not less than
50 percent. The non-Federal share may be in cash or in-kind, and
may be provided from local resources, contributions from private
organizations, contributions from the State's partners under subsection
(a)(2), or a combination of such sources.
(B) FINANCIAL HARDSHIP WAIVER- The Secretary of Education may waive
or reduce the non-Federal share of a State educational agency that
has submitted an application for a grant under this section if the
State educational agency demonstrates a need for such waiver or
reduction due to extreme financial hardship.
(2) SUPPLEMENT, NOT SUPPLANT- Grant funds provided under this section
shall be used to supplement, and not supplant, any other Federal or
State funds otherwise available to carry out the activities described
in this section.
(k) Special Rule- In the event a State educational agency declines or
does not submit an application under this section, the Secretary of
Education shall provide for another entity or a consortium, with the
capacity to carry out the activities under this section in such State,
to submit an application.
(l) Authorization of Appropriations- There are authorized to be appropriated
to carry out this section such sums as may be necessary for each of
fiscal years 2014 and 2015.
SEC. 6. RESEARCH AND EVALUATIONS.
(a) In General- The Institute of Education Sciences shall support, directly
or through grants or contracts, research on engineering education and
evaluation of the grants awarded under this Act, including studies and
evaluations that--
(1) assess the effectiveness of the programs and activities carried
out by each State educational agency receiving a grant under section
5 in--
(A) improving student achievement in science, technology, engineering,
and mathematics subjects;
(B) improving student understanding of engineering;
(C) enhancing technology and engineering literacy of students;
(D) increasing numbers and diversity of students with science, technology,
engineering, and mathematics career aspirations; and
(E) increasing the supply of engineering and technology education
teachers;
(2) assess how the programs and activities carried out by each State
educational agency receiving a grant under section 5 can be replicated
by a variety of State educational agencies and local educational agencies;
(3) assess how the programs and activities carried out by each State
educational agency receiving a grant under section 5 lead to students
developing engineering design ideas, practices and habits of mind
over time, and the types of conditions necessary to support these
developments;
(4) identify and assess how science inquiry and mathematical reasoning
can be connected to engineering design in K-12 curricula and teacher
professional development; and
(5) include any other information or assessments the Secretary of
Education may require.
(b) Dissemination- The Secretary of Education shall, based on the results
of each evaluation completed under subsection (a), disseminate information
and analysis to the public, and provide technical assistance to State
educational agencies, on best practices and promising innovations in
the field of K-12 engineering education.
(c) Authorization of Appropriations- There are authorized to be appropriated
to carry out this section such sums as may be necessary for fiscal year
2015.
END