S. 189 Text
12/3/2003
Became Public Law No: 108-153
One Hundred Eighth Congress
of the
United States of America
AT THE FIRST SESSION
Begun and held at the City of Washington on Tuesday,
the seventh day of January, two thousand and three
An Act
To authorize appropriations for nanoscience, nanoengineering, and
nanotechnology research, and for other purposes.
Be it enacted by the Senate and House of Representatives of the United
States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the `21st Century Nanotechnology Research and Development
Act'.
SEC. 2. NATIONAL NANOTECHNOLOGY PROGRAM.
(a) NATIONAL NANOTECHNOLOGY PROGRAM- The President shall implement a National
Nanotechnology Program. Through appropriate agencies, councils, and the National
Nanotechnology Coordination Office established in section 3, the Program shall--
(1) establish the goals, priorities, and metrics for evaluation for Federal
nanotechnology research, development, and other activities;
(2) invest in Federal research and development programs in nanotechnology
and related sciences to achieve those goals; and
(3) provide for interagency coordination of Federal nanotechnology research,
development, and other activities undertaken pursuant to the Program.
(b) PROGRAM ACTIVITIES- The activities of the Program shall include--
(1) developing a fundamental understanding of matter that enables control
and manipulation at the nanoscale;
(2) providing grants to individual investigators and interdisciplinary teams
of investigators;
(3) establishing a network of advanced technology user facilities and centers;
(4) establishing, on a merit-reviewed and competitive basis, interdisciplinary
nanotechnology research centers, which shall--
(A) interact and collaborate to foster the exchange of technical information
and best practices;
(B) involve academic institutions or national laboratories and other partners,
which may include States and industry;
(C) make use of existing expertise in nanotechnology in their regions
and nationally;
(D) make use of ongoing research and development at the micrometer scale
to support their work in nanotechnology; and
(E) to the greatest extent possible, be established in geographically
diverse locations, encourage the participation of Historically Black Colleges
and Universities that are part B institutions as defined in section 322(2)
of the Higher Education Act of 1965 (20 U.S.C. 1061(2)) and minority institutions
(as defined in section 365(3) of that Act (20 U.S.C. 1067k(3))), and include
institutions located in States participating in the Experimental Program
to Stimulate Competitive Research (EPSCoR);
(5) ensuring United States global leadership in the development and application
of nanotechnology;
(6) advancing the United States productivity and industrial competitiveness
through stable, consistent, and coordinated investments in long-term scientific
and engineering research in nanotechnology;
(7) accelerating the deployment and application of nanotechnology research
and development in the private sector, including startup companies;
(8) encouraging interdisciplinary research, and ensuring that processes
for solicitation and evaluation of proposals under the Program encourage
interdisciplinary projects and collaborations;
(9) providing effective education and training for researchers and professionals
skilled in the interdisciplinary perspectives necessary for nanotechnology
so that a true interdisciplinary research culture for nanoscale science,
engineering, and technology can emerge;
(10) ensuring that ethical, legal, environmental, and other appropriate
societal concerns, including the potential use of nanotechnology in enhancing
human intelligence and in developing artificial intelligence which exceeds
human capacity, are considered during the development of nanotechnology
by--
(A) establishing a research program to identify ethical, legal, environmental,
and other appropriate societal concerns related to nanotechnology, and
ensuring that the results of such research are widely disseminated;
(B) requiring that interdisciplinary nanotechnology research centers established
under paragraph (4) include activities that address societal, ethical,
and environmental concerns;
(C) insofar as possible, integrating research on societal, ethical, and
environmental concerns with nanotechnology research and development, and
ensuring that advances in nanotechnology bring about improvements in quality
of life for all Americans; and
(D) providing, through the National Nanotechnology Coordination Office
established in section 3, for public input and outreach to be integrated
into the Program by the convening of regular and ongoing public discussions,
through mechanisms such as citizens' panels, consensus conferences, and
educational events, as appropriate; and
(11) encouraging research on nanotechnology advances that utilize existing
processes and technologies.
(c) PROGRAM MANAGEMENT- The National Science and Technology Council shall
oversee the planning, management, and coordination of the Program. The Council,
itself or through an appropriate subgroup it designates or establishes, shall--
(1) establish goals and priorities for the Program, based on national needs
for a set of broad applications of nanotechnology;
(2) establish program component areas, with specific priorities and technical
goals, that reflect the goals and priorities established for the Program;
(3) oversee interagency coordination of the Program, including with the
activities of the Defense Nanotechnology Research and Development Program
established under section 246 of the Bob Stump National Defense Authorization
Act for Fiscal Year 2003 (Public Law 107-314) and the National Institutes
of Health;
(4) develop, within 12 months after the date of enactment of this Act, and
update every 3 years thereafter, a strategic plan to guide the activities
described under subsection (b), meet the goals, priorities, and anticipated
outcomes of the participating agencies, and describe--
(A) how the Program will move results out of the laboratory and into application
for the benefit of society;
(B) the Program's support for long-term funding for interdisciplinary
research and development in nanotechnology; and
(C) the allocation of funding for interagency nanotechnology projects;
(5) propose a coordinated interagency budget for the Program to the Office
of Management and Budget to ensure the maintenance of a balanced nanotechnology
research portfolio and an appropriate level of research effort;
(6) exchange information with academic, industry, State and local government
(including State and regional nanotechnology programs), and other appropriate
groups conducting research on and using nanotechnology;
(7) develop a plan to utilize Federal programs, such as the Small Business
Innovation Research Program and the Small Business Technology Transfer Research
Program, in support of the activity stated in subsection (b)(7);
(8) identify research areas that are not being adequately addressed by the
agencies' current research programs and address such research areas;
(9) encourage progress on Program activities through the utilization of
existing manufacturing facilities and industrial infrastructures such as,
but not limited to, the employment of underutilized manufacturing facilities
in areas of high unemployment as production engineering and research testbeds;
and
(10) in carrying out its responsibilities under paragraphs (1) through (9),
take into consideration the recommendations of the Advisory Panel, suggestions
or recommendations developed pursuant to subsection (b)(10)(D), and the
views of academic, State, industry, and other appropriate groups conducting
research on and using nanotechnology.
(d) ANNUAL REPORT- The Council shall prepare an annual report, to be submitted
to the Senate Committee on Commerce, Science, and Transportation and the House
of Representatives Committee on Science, and other appropriate committees,
at the time of the President's budget request to Congress, that includes--
(1) the Program budget, for the current fiscal year, for each agency that
participates in the Program, including a breakout of spending for the development
and acquisition of research facilities and instrumentation, for each program
component area, and for all activities pursuant to subsection (b)(10);
(2) the proposed Program budget for the next fiscal year, for each agency
that participates in the Program, including a breakout of spending for the
development and acquisition of research facilities and instrumentation,
for each program component area, and for all activities pursuant to subsection
(b)(10);
(3) an analysis of the progress made toward achieving the goals and priorities
established for the Program;
(4) an analysis of the extent to which the Program has incorporated the
recommendations of the Advisory Panel; and
(5) an assessment of how Federal agencies are implementing the plan described
in subsection (c)(7), and a description of the amount of Small Business
Innovative Research and Small Business Technology Transfer Research funds
supporting the plan.
SEC. 3. PROGRAM COORDINATION.
(a) IN GENERAL- The President shall establish a National Nanotechnology Coordination
Office, with a Director and full-time staff, which shall--
(1) provide technical and administrative support to the Council and the
Advisory Panel;
(2) serve as the point of contact on Federal nanotechnology activities for
government organizations, academia, industry, professional societies, State
nanotechnology programs, interested citizen groups, and others to exchange
technical and programmatic information;
(3) conduct public outreach, including dissemination of findings and recommendations
of the Advisory Panel, as appropriate; and
(4) promote access to and early application of the technologies, innovations,
and expertise derived from Program activities to agency missions and systems
across the Federal Government, and to United States industry, including
startup companies.
(b) FUNDING- The National Nanotechnology Coordination Office shall be funded
through interagency funding in accordance with section 631 of Public Law 108-7.
(c) REPORT- Within 90 days after the date of enactment of this Act, the Director
of the Office of Science and Technology Policy shall report to the Senate
Committee on Commerce, Science, and Transportation, and the House of Representatives
Committee on Science on the funding of the National Nanotechnology Coordination
Office. The report shall include--
(1) the amount of funding required to adequately fund the Office;
(2) the adequacy of existing mechanisms to fund this Office; and
(3) the actions taken by the Director to ensure stable funding of this Office.
SEC. 4. ADVISORY PANEL.
(a) IN GENERAL- The President shall establish or designate a National Nanotechnology
Advisory Panel.
(b) QUALIFICATIONS- The Advisory Panel established or designated by the President
under subsection (a) shall consist primarily of members from academic institutions
and industry. Members of the Advisory Panel shall be qualified to provide
advice and information on nanotechnology research, development, demonstrations,
education, technology transfer, commercial application, or societal and ethical
concerns. In selecting or designating an Advisory Panel, the President may
also seek and give consideration to recommendations from the Congress, industry,
the scientific community (including the National Academy of Sciences, scientific
professional societies, and academia), the defense community, State and local
governments, regional nanotechnology programs, and other appropriate organizations.
(c) DUTIES- The Advisory Panel shall advise the President and the Council
on matters relating to the Program, including assessing--
(1) trends and developments in nanotechnology science and engineering;
(2) progress made in implementing the Program;
(3) the need to revise the Program;
(4) the balance among the components of the Program, including funding levels
for the program component areas;
(5) whether the program component areas, priorities, and technical goals
developed by the Council are helping to maintain United States leadership
in nanotechnology;
(6) the management, coordination, implementation, and activities of the
Program; and
(7) whether societal, ethical, legal, environmental, and workforce concerns
are adequately addressed by the Program.
(d) REPORTS- The Advisory Panel shall report, not less frequently than once
every 2 fiscal years, to the President on its assessments under subsection
(c) and its recommendations for ways to improve the Program. The first report
under this subsection shall be submitted within 1 year after the date of enactment
of this Act. The Director of the Office of Science and Technology Policy shall
transmit a copy of each report under this subsection to the Senate Committee
on Commerce, Science, and Technology, the House of Representatives Committee
on Science, and other appropriate committees of the Congress.
(e) TRAVEL EXPENSES OF NON-FEDERAL MEMBERS- Non-Federal members of the Advisory
Panel, while attending meetings of the Advisory Panel or while otherwise serving
at the request of the head of the Advisory Panel away from their homes or
regular places of business, may be allowed travel expenses, including per
diem in lieu of subsistence, as authorized by section 5703 of title 5, United
States Code, for individuals in the government serving without pay. Nothing
in this subsection shall be construed to prohibit members of the Advisory
Panel who are officers or employees of the United States from being allowed
travel expenses, including per diem in lieu of subsistence, in accordance
with existing law.
(f) EXEMPTION FROM SUNSET- Section 14 of the Federal Advisory Committee Act
shall not apply to the Advisory Panel.
SEC. 5. TRIENNIAL EXTERNAL REVIEW OF THE NATIONAL NANOTECHNOLOGY PROGRAM.
(a) IN GENERAL- The Director of the National Nanotechnology Coordination Office
shall enter into an arrangement with the National Research Council of the
National Academy of Sciences to conduct a triennial evaluation of the Program,
including--
(1) an evaluation of the technical accomplishments of the Program, including
a review of whether the Program has achieved the goals under the metrics
established by the Council;
(2) a review of the Program's management and coordination across agencies
and disciplines;
(3) a review of the funding levels at each agency for the Program's activities
and the ability of each agency to achieve the Program's stated goals with
that funding;
(4) an evaluation of the Program's success in transferring technology to
the private sector;
(5) an evaluation of whether the Program has been successful in fostering
interdisciplinary research and development;
(6) an evaluation of the extent to which the Program has adequately considered
ethical, legal, environmental, and other appropriate societal concerns;
(7) recommendations for new or revised Program goals;
(8) recommendations for new research areas, partnerships, coordination and
management mechanisms, or programs to be established to achieve the Program's
stated goals;
(9) recommendations on policy, program, and budget changes with respect
to nanotechnology research and development activities;
(10) recommendations for improved metrics to evaluate the success of the
Program in accomplishing its stated goals;
(11) a review of the performance of the National Nanotechnology Coordination
Office and its efforts to promote access to and early application of the
technologies, innovations, and expertise derived from Program activities
to agency missions and systems across the Federal Government and to United
States industry;
(12) an analysis of the relative position of the United States compared
to other nations with respect to nanotechnology research and development,
including the identification of any critical research areas where the United
States should be the world leader to best achieve the goals of the Program;
and
(13) an analysis of the current impact of nanotechnology on the United States
economy and recommendations for increasing its future impact.
(b) STUDY ON MOLECULAR SELF-ASSEMBLY- As part of the first triennial review
conducted in accordance with subsection (a), the National Research Council
shall conduct a one-time study to determine the technical feasibility of molecular
self-assembly for the manufacture of materials and devices at the molecular
scale.
(c) STUDY ON THE RESPONSIBLE DEVELOPMENT OF NANOTECHNOLOGY- As part of the
first triennial review conducted in accordance with subsection (a), the National
Research Council shall conduct a one-time study to assess the need for standards,
guidelines, or strategies for ensuring the responsible development of nanotechnology,
including, but not limited to--
(1) self-replicating nanoscale machines or devices;
(2) the release of such machines in natural environments;
(4) the development of defensive technologies;
(5) the use of nanotechnology in the enhancement of human intelligence;
and
(6) the use of nanotechnology in developing artificial intelligence.
(d) EVALUATION TO BE TRANSMITTED TO CONGRESS- The Director of the National
Nanotechnology Coordination Office shall transmit the results of any evaluation
for which it made arrangements under subsection (a) to the Advisory Panel,
the Senate Committee on Commerce, Science, and Transportation and the House
of Representatives Committee on Science upon receipt. The first such evaluation
shall be transmitted no later than June 10, 2005, with subsequent evaluations
transmitted to the Committees every 3 years thereafter.
SEC. 6. AUTHORIZATION OF APPROPRIATIONS.
(a) NATIONAL SCIENCE FOUNDATION- There are authorized to be appropriated to
the Director of the National Science Foundation to carry out the Director's
responsibilities under this Act--
(1) $385,000,000 for fiscal year 2005;
(2) $424,000,000 for fiscal year 2006;
(3) $449,000,000 for fiscal year 2007; and
(4) $476,000,000 for fiscal year 2008.
(b) DEPARTMENT OF ENERGY- There are authorized to be appropriated to the Secretary
of Energy to carry out the Secretary's responsibilities under this Act--
(1) $317,000,000 for fiscal year 2005;
(2) $347,000,000 for fiscal year 2006;
(3) $380,000,000 for fiscal year 2007; and
(4) $415,000,000 for fiscal year 2008.
(c) NATIONAL AERONAUTICS AND SPACE ADMINISTRATION- There are authorized to
be appropriated to the Administrator of the National Aeronautics and Space
Administration to carry out the Administrator's responsibilities under this
Act--
(1) $34,100,000 for fiscal year 2005;
(2) $37,500,000 for fiscal year 2006;
(3) $40,000,000 for fiscal year 2007; and
(4) $42,300,000 for fiscal year 2008.
(d) NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY- There are authorized to
be appropriated to the Director of the National Institute of Standards and
Technology to carry out the Director's responsibilities under this Act--
(1) $68,200,000 for fiscal year 2005;
(2) $75,000,000 for fiscal year 2006;
(3) $80,000,000 for fiscal year 2007; and
(4) $84,000,000 for fiscal year 2008.
(e) ENVIRONMENTAL PROTECTION AGENCY- There are authorized to be appropriated
to the Administrator of the Environmental Protection Agency to carry out the
Administrator's responsibilities under this Act--
(1) $5,500,000 for fiscal year 2005;
(2) $6,050,000 for fiscal year 2006;
(3) $6,413,000 for fiscal year 2007; and
(4) $6,800,000 for fiscal year 2008.
SEC. 7. DEPARTMENT OF COMMERCE PROGRAMS.
(a) NIST PROGRAMS- The Director of the National Institute of Standards and
Technology shall--
(1) as part of the Program activities under section 2(b)(7), establish a
program to conduct basic research on issues related to the development and
manufacture of nanotechnology, including metrology; reliability and quality
assurance; processes control; and manufacturing best practices; and
(2) utilize the Manufacturing Extension Partnership program to the extent
possible to ensure that the research conducted under paragraph (1) reaches
small- and medium-sized manufacturing companies.
(b) CLEARINGHOUSE- The Secretary of Commerce or his designee, in consultation
with the National Nanotechnology Coordination Office and, to the extent possible,
utilizing resources at the National Technical Information Service, shall establish
a clearinghouse of information related to commercialization of nanotechnology
research, including information relating to activities by regional, State,
and local commercial nanotechnology initiatives; transition of research, technologies,
and concepts from Federal nanotechnology research and development programs
into commercial and military products; best practices by government, universities
and private sector laboratories transitioning technology to commercial use;
examples of ways to overcome barriers and challenges to technology deployment;
and use of manufacturing infrastructure and workforce.
SEC. 8. DEPARTMENT OF ENERGY PROGRAMS.
(1) DEPARTMENT OF ENERGY PROGRAM- The Secretary of Energy shall establish
a program to support, on a merit-reviewed and competitive basis, consortia
to conduct interdisciplinary nanotechnology research and development designed
to integrate newly developed nanotechnology and microfluidic tools with
systems biology and molecular imaging.
(2) AUTHORIZATION OF APPROPRIATIONS- Of the sums authorized for the Department
of Energy under section 6(b), $25,000,000 shall be used for each fiscal
year 2005 through 2008 to carry out this section. Of these amounts, not
less than $10,000,000 shall be provided to at least 1 consortium for each
fiscal year.
(b) RESEARCH CENTERS AND MAJOR INSTRUMENTATION- The Secretary of Energy shall
carry out projects to develop, plan, construct, acquire, operate, or support
special equipment, instrumentation, or facilities for investigators conducting
research and development in nanotechnology.
SEC. 9. ADDITIONAL CENTERS.
(a) AMERICAN NANOTECHNOLOGY PREPAREDNESS CENTER- The Program shall provide
for the establishment, on a merit-reviewed and competitive basis, of an American
Nanotechnology Preparedness Center which shall--
(1) conduct, coordinate, collect, and disseminate studies on the societal,
ethical, environmental, educational, legal, and workforce implications of
nanotechnology; and
(2) identify anticipated issues related to the responsible research, development,
and application of nanotechnology, as well as provide recommendations for
preventing or addressing such issues.
(b) CENTER FOR NANOMATERIALS MANUFACTURING- The Program shall provide for
the establishment, on a merit reviewed and competitive basis, of a center
to--
(1) encourage, conduct, coordinate, commission, collect, and disseminate
research on new manufacturing technologies for materials, devices, and systems
with new combinations of characteristics, such as, but not limited to, strength,
toughness, density, conductivity, flame resistance, and membrane separation
characteristics; and
(2) develop mechanisms to transfer such manufacturing technologies to United
States industries.
(c) REPORTS- The Council, through the Director of the National Nanotechnology
Coordination Office, shall submit to the Senate Committee on Commerce, Science,
and Transportation and the House of Representatives Committee on Science--
(1) within 6 months after the date of enactment of this Act, a report identifying
which agency shall be the lead agency and which other agencies, if any,
will be responsible for establishing the Centers described in this section;
and
(2) within 18 months after the date of enactment of this Act, a report describing
how the Centers described in this section have been established.
SEC. 10. DEFINITIONS.
(1) ADVISORY PANEL- The term `Advisory Panel' means the President's National
Nanotechnology Advisory Panel established or designated under section 4.
(2) NANOTECHNOLOGY- The term `nanotechnology' means the science and technology
that will enable one to understand, measure, manipulate, and manufacture
at the atomic, molecular, and supramolecular levels, aimed at creating materials,
devices, and systems with fundamentally new molecular organization, properties,
and functions.
(3) PROGRAM- The term `Program' means the National Nanotechnology Program
established under section 2.
(4) COUNCIL- The term `Council' means the National Science and Technology
Council or an appropriate subgroup designated by the Council under section
2(c).
(5) ADVANCED TECHNOLOGY USER FACILITY- The term `advanced technology user
facility' means a nanotechnology research and development facility supported,
in whole or in part, by Federal funds that is open to all United States
researchers on a competitive, merit-reviewed basis.
(6) PROGRAM COMPONENT AREA- The term `program component area' means a major
subject area established under section 2(c)(2) under which is grouped related
individual projects and activities carried out under the Program.
Speaker of the House of Representatives.
Vice President of the United States and
President of the Senate.
END