Calendar No. 780
108th CONGRESS
2d Session
S. 2940
[Report No. 108-391]
To amend the Older Americans Act of 1965 to assist States in preventing,
detecting, treating, intervening in, and responding to elder abuse, neglect,
and exploitation, and for other purposes.
IN THE SENATE OF THE UNITED STATES
October 7, 2004
Mr. GREGG, from the Committee on Health, Education, Labor, and Pensions reported
the following original bill; which was read twice and placed on the calendar
A BILL
To amend the Older Americans Act of 1965 to assist States in preventing,
detecting, treating, intervening in, and responding to elder abuse, neglect,
and exploitation, and for other purposes.
Be it enacted by the Senate and House of Representatives of the United
States of America in Congress assembled,
SECTION 1. SHORT TITLE.
This Act may be cited as the `Act for Elder Justice'.
SEC. 2. PURPOSES.
The purposes of this Act are as follows:
(1) To assist States and Indian tribes in developing a comprehensive multi-disciplinary
approach to elder justice.
(2) To promote research and data collection that will fill gaps in knowledge
about elder abuse, neglect, and exploitation.
(3) To support innovative and effective activities of service providers
and programs that are designed to address issues relating to elder abuse,
neglect, and exploitation.
(4) To assist States, Indian tribes, and local service providers in the
development of short- and long-term strategic plans for the development
and coordination of elder justice research, programs, studies, training,
and other efforts.
(5) To promote collaborative efforts and diminish overlap and gaps in efforts
in developing the important field of elder justice.
SEC. 3. OFFICE OF ELDER ABUSE PREVENTION AND SERVICES.
Section 201 of the Older Americans Act of 1965 (42 U.S.C. 3011) is amended
by adding at the end the following:
`(e)(1) In this subsection, the terms defined in section 751 shall have the
meanings given those terms in that section.
`(2) The Secretary is authorized to establish or designate within the Administration
(as defined in section 102) an Office of Elder Abuse Prevention and Services.
`(3) It shall be the duty of the Assistant Secretary, acting through the head
of the Office of Elder Abuse Prevention and Services to--
`(A) develop objectives, priorities, policy, and a long-term plan for--
`(i) carrying out elder justice programs and activities relating to--
`(I) elder abuse prevention, detection, treatment, and intervention,
and response;
`(II) training of individuals regarding the matters described in subclause
(I); and
`(III) the improvement of the elder justice system in the United States;
`(ii) collecting and disseminating data annually relating to the abuse,
neglect, and exploitation of elders (and, in the discretion of the Secretary,
vulnerable adults) in coordination with the efforts of the Bureau of Justice
Statistics of the Office of Justice Programs of the Department of Justice
to collect national data;
`(iii) disseminating information concerning best practices regarding,
and providing training on, carrying out activities related to abuse, neglect,
and exploitation of elders (and, in the discretion of the Secretary, vulnerable
adults);
`(iv) in conjunction with the necessary experts, conducting research related
to abuse, neglect, and exploitation of elders (and, in the discretion
of the Secretary, vulnerable adults); and
`(v) providing technical assistance to States and other eligible entities
that provide or fund the provision of the services described in subtitle
B of title VII;
`(B) implement the overall policy and a strategy to carry out the plan described
in subparagraph (A); and
`(C) provide advice to the Secretary on elder justice issues and administer
such programs relating to elder abuse, neglect, and exploitation as the
Secretary determines to be appropriate.
`(4) The Secretary, acting through the Assistant Secretary, may issue such
regulations as may be necessary to carry out this subsection and subtitle
B of title VII.'.
SEC. 4. ELDER JUSTICE PROGRAMS.
(a) GENERAL DEFINITIONS- Section 102 of the Older Americans Act of 1965 (42
U.S.C. 3002) is amended--
(1) by striking paragraph (24) and inserting the following:
`(24) The term `exploitation' means the fraudulent or otherwise illegal,
unauthorized, or improper act or process of an individual, including a caregiver
or fiduciary (as such terms are defined in section 751), that uses the resources
of an older individual for monetary or personal benefit, profit, or gain,
or that results in depriving an older individual of rightful access to,
or use of, benefits, resources, belongings, or assets.'; and
(2) by striking paragraph (34) and inserting the following:
`(34) The term `neglect' means--
`(A) the intentional, deliberate, or knowing failure of a caregiver or
fiduciary (as such terms are defined in section 751) to provide the goods
or services that are necessary to maintain the health or safety of an
older individual; or
`(B) an adult's inability, due to physical, mental, or cognitive impairment
or diminished capacity, to perform essential self-care tasks including--
`(i) obtaining essential food, clothing, shelter, and medical care;
`(ii) obtaining goods and services necessary to maintain physical health,
mental health, or general safety; or
`(iii) managing one's own financial affairs.'.
(b) ELDER JUSTICE DEFINITIONS AND PROGRAMS- Title VII of the Older Americans
Act of 1965 (42 U.S.C. 3058 et seq.) is amended--
(1) by redesignating subtitles B and C as subtitles C and D, respectively;
(2) by redesignating sections 751, and 761 through 764, as sections 761,
and 771 through 774, respectively; and
(3) by inserting after subtitle A the following:
`Subtitle B--Elder Justice Programs
`SEC. 751. DEFINITIONS.
`(1) CAREGIVER- The term `caregiver' means an individual who has the responsibility
for the care of an elder, either voluntarily, by contract, by receipt of
payment for care, or as a result of the operation of law and means a family
member or other individual who provides (on behalf of such individual or
of a public or private agency, organization, or institution) compensated
or uncompensated care to an elder.
`(2) DIRECT CARE- The term `direct care' means care by an employee or contractor
who provides assistance or long-term care services to a recipient.
`(3) ELDER- The term `elder' means an older individual, as defined in section
102.
`(4) ELDER JUSTICE- The term `elder justice' means--
`(A) efforts to prevent, detect, treat, intervene in, and respond to elder
abuse, neglect, and exploitation and to protect elders with diminished
capacity while maximizing their autonomy; and
`(B) from an individual perspective, the recognition of an elder's rights,
including the right to be free of abuse, neglect, and exploitation.
`(5) ELIGIBLE ENTITY- The term `eligible entity' means a State or local
government agency, Indian tribe, or any other public or private entity,
that is engaged in and has expertise in issues relating to elder justice.
`(6) FIDUCIARY- The term `fiduciary'--
`(A) means a person or entity with the legal responsibility--
`(i) to make decisions on behalf of and for the benefit of another person;
and
`(ii) to act in good faith and with fairness; and
`(B) includes a trustee, a guardian, a conservator, an executor, an agent
under a financial power of attorney or health care power of attorney,
or a representative payee.
`(7) GRANT- The term `grant' includes a contract, cooperative agreement,
or other mechanism for providing financial assistance.
`(8) LAW ENFORCEMENT- The term `law enforcement' means the full range of
potential responders to elder abuse, neglect, and exploitation including--
`(A) police, sheriffs, detectives, public safety officers, and corrections
personnel;
`(A) IN GENERAL- The term `long-term care' means supportive and health
services specified by the Secretary for individuals who need assistance
because the individuals have a loss of capacity for self-care due to illness,
disability, or vulnerability.
`(B) LOSS OF CAPACITY FOR SELF-CARE- For purposes of subparagraph (A),
the term `loss of capacity for self-care' means an inability to engage
effectively in activities of daily living, including eating, dressing,
bathing, and management of one's financial affairs.
`(10) LONG-TERM CARE FACILITY- The term `long-term care facility' means
a residential care provider that arranges for, or directly provides, long-term
care.
`(11) NURSING FACILITY- The term `nursing facility' has the meaning given
such term under section 1919(a) of the Social Security Act (42 U.S.C. 1396r(a)).
`(12) STATE LEGAL ASSISTANCE DEVELOPER- The term `State legal assistance
developer' means an individual described in section 731.
`(13) STATE LONG-TERM CARE OMBUDSMAN- The term `State Long-Term Care Ombudsman'
means the State Long-Term Care Ombudsman described in section 712(a)(2).
`SEC. 752. STATE AND TRIBAL GRANTS TO STRENGTHEN LONG-TERM CARE AND PROVIDE
ASSISTANCE FOR ELDER JUSTICE PROGRAMS.
`(a) GRANTS- The Assistant Secretary may award grants to States and Indian
tribes to enable the States and tribes to strengthen long-term care and provide
assistance for elder justice programs.
`(b) APPLICATION- To be eligible to receive a grant under this subtitle, a
State or Indian tribe shall submit an application to the Assistant Secretary
at such time, in such manner, and containing such information as the Assistant
Secretary may require.
`(c) USE OF FUNDS- A State or Indian tribe that receives a grant under this
subtitle may use the funds made available through the grant to award grants--
`(1) to eligible entities for the prevention, detection, assessment, and
treatment of, intervention in, investigation of, and response to elder abuse,
neglect, and exploitation;
`(2) to eligible entities to examine various types of elder shelters (in
this paragraph referred to as `safe havens'), and to test various safe haven
models for establishing safe havens (at home or elsewhere), that--
`(A) recognize autonomy and self-determination, and fully protect the
due process rights of elders; and
`(B)(i) provide a comprehensive, culturally sensitive, and multidisciplinary
team response to allegations of elder abuse, neglect, or exploitation;
`(ii) provide a dedicated, elder-friendly setting;
`(iii) have the capacity to meet the needs of elders for care; and
`(iv) provide various services including--
`(I) nursing and forensic evaluation;
`(II) therapeutic intervention;
`(III) victim support and advocacy; and
`(IV) case review and assistance to make the elders safer at home or
to find appropriate placement in safer environments, including shelters,
and, in some circumstances long-term care facilities, other residential
care facilities, and hospitals;
`(3) to eligible entities to establish or continue volunteer programs that
focus on the issues of elder abuse, neglect, and exploitation, or to provide
related services;
`(4) to eligible entities to support multidisciplinary elder justice activities,
such as--
`(A) supporting and studying team approaches for bringing a coordinated
multidisciplinary or interdisciplinary response to elder abuse, neglect,
and exploitation, including a response from individuals in social service,
health care, public safety, and legal disciplines;
`(B) establishing a State or tribal coordinating council, which shall
identify the individual State's or Indian tribe's needs and provide the
Secretary with information and recommendations relating to efforts by
the State or Indian tribe to combat elder abuse, neglect, and exploitation;
`(C) providing training, technical assistance, and other methods of support
to groups
carrying out multidisciplinary efforts at the State or Indian tribe level
(referred to in some States as `State Working Groups');
`(D) broadening and studying various models for elder fatality and serious
injury review teams, to make recommendations about their composition,
protocols, functions, timing, roles, and responsibilities, with a goal
of producing models and information that will allow for replication based
on the needs of other States, Indian tribes, and communities; or
`(E) carrying out such other interdisciplinary or multidisciplinary efforts
as the Assistant Secretary determines to be appropriate;
`(5) to eligible entities to provide training for individuals with respect
to issues of elder abuse, neglect, and exploitation, consisting of--
`(A) training within a discipline; or
`(B) cross-training activities that permit individuals in multiple disciplines
to train together, fostering communication, coordinating efforts, and
ensuring collaboration;
`(6) to eligible entities to address underserved populations of elders,
such as--
`(A) elders living in rural locations;
`(B) elders in minority populations; or
`(7) to eligible entities to provide incentives for individuals to train
for, seek, and maintain employment providing direct care in a long-term
care facility, such as--
`(A) to eligible entities to provide incentives to participants in programs
carried out under part A of title IV, and section 403(a)(5), of the Social
Security Act (42 U.S.C. 601 et seq., 603(a)(5)) to train for and seek
employment providing direct care in a long-term care facility;
`(B) to long-term care facilities to carry out programs through which
the facilities--
`(i) offer, to employees who provide direct care to residents of a long-term
care facility, continuing training and varying levels of professional
certification, based on observed clinical care practices and the amount
of time the employees spend providing direct care; and
`(ii) provide, or make arrangements with employers to provide, bonuses
or other increased compensation or benefits to employees who achieve
professional certification under such a program; or
`(C) to long-term care facilities to enable the facilities to provide
training and technical assistance to eligible employees regarding management
practices using methods that are demonstrated to promote retention of
employees of the facilities, such as--
`(i) the establishment of basic human resource policies that reward
high performance, including policies that provide for improved wages
and benefits on the basis of job reviews; or
`(ii) the establishment of other programs that promote the provision
of high quality care, such as a continuing education program that provides
additional hours of training, including on-the-job training, for employees
who are certified nurse aides;
`(8) to encourage the establishment of eligible partnerships to develop
collaborative and innovative approaches to improve the quality of, including
preventing abuse, neglect, and exploitation in, long-term care; or
`(9) to eligible entities to establish multidisciplinary panels to address
and develop best practices concerning methods of--
`(A) improving the quality of long-term care; and
`(B) addressing abuse, including resident-to-resident abuse, in long-term
care.
`(d) ADMINISTRATIVE EXPENSES- A State or Indian tribe that receives a grant
under this section shall not use more than 5 percent of the funds made available
through the grant to pay for administrative expenses.
`(e) SUPPLEMENT NOT SUPPLANT- Funds made available pursuant to this section
shall be used to supplement and not supplant other Federal, State, and local
(including tribal) funds expended to provide activities described in subsection
(c).
`(f) MAINTENANCE OF EFFORT- The State or Indian tribe, in using the proceeds
of a grant received under this section, shall maintain the expenditures of
the State or tribe for activities described in subsection (c) at a level equal
to not less than the level of such expenditures maintained by the State or
tribe for the fiscal year preceding the fiscal year for which the grant is
received.
`(g) ACCOUNTABILITY MEASURES- The Assistant Secretary shall develop accountability
measures to ensure
the effectiveness of the activities conducted using funds made available
under this section, including accountability measures to ensure that the activities
described in subsection (c)(7) benefit eligible employees and increase the
stability of the long-term care workforce.
`(h) EVALUATING PROGRAMS- The Assistant Secretary shall evaluate the activities
conducted using funds made available under this section and shall use the
results of such evaluation to determine the activities for which funds made
available under this section may be used.
`(i) COMPLIANCE WITH APPLICABLE LAWS- In order to receive funds under this
section, an entity shall comply with all applicable laws, regulations, and
guidelines.
`(j) ELIGIBLE PARTNERSHIPS- In subsection (c)(8), the term `eligible partnership'
means a multidisciplinary community partnership consisting of eligible entities
or appropriate individuals, such as a partnership consisting of representatives
in a community of nursing facility providers, State legal assistance developers,
advocates for residents of long-term care facilities, State Long-Term Care
Ombudsmen, surveyors, the State agency with responsibility for adult protective
services, the State agency with responsibility for licensing long-term care
facilities, law enforcement agencies, courts, family councils, residents,
certified nurse aides, registered nurses, physicians, and other eligible entities
and appropriate individuals.
`(k) AUTHORIZATION OF APPROPRIATIONS- There are authorized to be appropriated
to carry out this section such sums as may be necessary for each of fiscal
years 2005 through 2008.'.
Calendar No. 780
108th CONGRESS
2d Session
S. 2940
[Report No. 108-391]
A BILL
To amend the Older Americans Act of 1965 to assist States in preventing,
detecting, treating, intervening in, and responding to elder abuse, neglect,
and exploitation, and for other purposes.
October 7, 2004
Read twice and placed on the calendar
END